Score One For The 4th Amendment: Appeals Court Says Police Need A Warrant To Track Phone Users' Location

from the big-win dept

A very big and important ruling came out yesterday in the 11th Circuit appeals court, saying that police need to get a warrant to track someone's location (via their mobile phone locations). This is a big deal, as we've been discussing for years. Many state courts have issued similar rulings, but many federal courts had gone the other way. While a few district courts had agreed that a warrant was needed, having an appeals court say so is a big deal.

In this case, the defendant, Quartavius Davis, was accused of a bunch of crimes, involving robbing a bunch of stores. Among the variety of evidence against him was cell phone location data -- specifically 11,606 location records. Davis argued that the data was collected without a warrant, violating his 4th Amendment rights (he also has other issues with the way the case was handled and challenges some other aspects as well, but we'll focus on the 4th Amendment issue concerning his location data). The court notes that other courts are still struggling with this issue, and looks to the Supreme Court's famous ruling in the Jones case, involving whether or not a warrant is needed to attach a GPS device to a car. As we noted then, that ruling stopped short of really examining if gathering up location data required a warrant, though some of the side opinions (mainly the concurrence by Justice Sotomayor) discussed the idea. This ruling looks back at some history around the 4th Amendment, and the evolving view concerning "trespass theory" vs "privacy theory," before digging into Jones. The Jones case, you may recall, was decided on the idea that putting the device on the car was a form of "trespass," leaving aside the privacy aspect. But, obviously, this case is different. Thankfully, the court takes some instruction from the concurrences that do discuss privacy theory, and see how they apply in this case.

But, in an important way, the court seems to go even further. While much of the focus in the Jones case was on the "mosaic theory" of linking together a bunch of individual location data points to create a picture that reveals something people expected to be kept private, this ruling notes that even a single data point may be enough to violate the expectation of privacy:
One’s cell phone, unlike an automobile, can accompany its owner anywhere. Thus, the exposure of the cell site location information can convert what would otherwise be a private event into a public one. When one’s whereabouts are not public, then one may have a reasonable expectation of privacy in those whereabouts. Therefore, while it may be the case that even in light of the Jones opinion, GPS location information on an automobile would be protected only in the case of aggregated data, even one point of cell site location data can be within a reasonable expectation of privacy. In that sense, cell site data is more like communications data than it is like GPS information. That is, it is private in nature rather than being public data that warrants privacy protection only when its collection creates a sufficient mosaic to expose that which would otherwise be private.
The court also rejects the idea that the information is not private just because it puts the defendant near the scene of a crime:
The prosecutor at trial stressed how the cell phone use of the defendant established that he was near each of six crime scenes. While committing a crime is certainly not within a legitimate expectation of privacy, if the cell site location data could place him near those scenes, it could place him near any other scene. There is a reasonable privacy interest in being near the home of a lover, or a dispensary of medication, or a place of worship, or a house of ill repute. Again, we do not see the factual distinction as taking Davis’s location outside his expectation of privacy. That information obtained by an invasion of privacy may not be entirely precise does not change the calculus as to whether obtaining it was in fact an invasion of privacy.
And, finally, the court addresses the famed "third party doctrine" issue, of whether or not Davis gave up his right to privacy to this information because it's been "given" to a third party (i.e., the mobile phone operators). The court is not convinced and (thankfully) explains how Smith v. Maryland (that key case that so many third party doctrine claims rely on) doesn't make sense here, relying on a ruling from the 3rd Circuit, stating that because Davis did not "voluntarily" shared this information with the mobile operator, the third party doctrine does not apply (amusingly, the court even cites the government's own arguments to support the lack of a voluntary handover):
The reasoning in Smith depended on the proposition that “a person has no legitimate expectation of privacy in information he voluntarily turns over to third parties,” .... The Third Circuit went on to observe that “a cell phone customer has not ‘voluntarily’ shared his location information with a cellular provider in any meaningful way.” That circuit further noted that “it is unlikely that cell phone customers are aware that their cell phone providers collect and store historical location information.” ... (emphasis added). Therefore, as the Third Circuit concluded, “when a cell phone user makes a call, the only information that is voluntarily and knowingly conveyed to the phone company is the number that is dialed, and there is no indication to the user that making that call will also locate the caller.” ... Even more persuasively, “when a cell phone user receives a call, he hasn’t voluntarily exposed anything at all.” ....

Supportive of this proposition is the argument made by the United States to the jury. The prosecutor stated to the jury “that obviously Willie Smith, like [Davis], probably had no idea that by bringing their cell phones with them to these robberies, they were allowing [their cell service provider] and now all of you to follow their movements on the days and at the times of the robberies . . . .” Just so. Davis has not voluntarily disclosed his cell site location information to the provider in such a fashion as to lose his reasonable expectation of privacy. In short, we hold that cell site location information is within the subscriber’s reasonable expectation of privacy. The obtaining of that data without a warrant is a Fourth Amendment violation.
That said, the court still decides to not overturn the original ruling, saying that the court ruled in good faith. However, it still means that future cases will require a warrant for this information (within areas covered by the 11th Circuit). It seems likely that this, or another similar case in a different circuit, will eventually make it to the Supreme Court, but this is a very good ruling in the meantime.
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Filed Under: 11th circuit, 4th amendment, cell site location data, gps, jones, location data, mosaic theory, privacy, quartavius davis, third party doctrine, warrant


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  1. icon
    silverscarcat (profile), 12 Jun 2014 @ 5:43am

    FINALLY!

    Suck it, 3rd Party Doctrine!

    Yes, I know it's not exactly the same, but come on! It's close enough for right now!

    Hopefully this will be the stepping stone needed to over-turn that horrid ruling once and for all.

    link to this | view in thread ]

  2. identicon
    Anonymous Coward, 12 Jun 2014 @ 5:59am

    Law enforcement agencies and DoJ/NSA turning shit upside down now in mad rage.

    Awesome.

    link to this | view in thread ]

  3. identicon
    Michael, 12 Jun 2014 @ 6:00am

    “when a cell phone user receives a call, he hasn’t voluntarily exposed anything at all.”

    That is nice to hear. At least the receiver of a phone call has pretty clear expectation of privacy.

    link to this | view in thread ]

  4. identicon
    Anonymous Coward, 12 Jun 2014 @ 6:01am

    I imagine they will still track cell phones just like they always have, the only difference, now, is that the data gathered will not be allowed as evidence in a court of law. So if they really want to use it as evidence they will have to post date the warrant. I assume that is still illegal, although I do not recall a ruling saying so. I would not surprised if a particular interpretation of the law would allow such evidence tampering.

    link to this | view in thread ]

  5. identicon
    Anonymous Coward, 12 Jun 2014 @ 6:04am

    Re:

    It's not post date ... pre date?

    link to this | view in thread ]

  6. identicon
    Anonymous Coward, 12 Jun 2014 @ 6:24am

    So why would the US not require in future that all cellphones (and other similar electronics) be sold with a notice that informs the purchaser that use of the device, including merely carrying it, may result in third parties being able to obtain the location of the phone, and that the purchaser is responsible for informing all users of the device capability? Then the location data would be 'voluntarily disclosed' and there would be no expectation of privacy. Isn't it arguable that all cellphone users *should* be informed that they are leaking data?

    link to this | view in thread ]

  7. identicon
    Anonymous Coward, 12 Jun 2014 @ 6:44am

    The Principle of the Thing

    So is banking private?

    Is cell phone data for officers private?

    What about the President?
    What about his banking account?

    link to this | view in thread ]

  8. identicon
    Ceiling Cat, 12 Jun 2014 @ 6:50am

    Nothing is private

    link to this | view in thread ]

  9. identicon
    Anonymous Coward, 12 Jun 2014 @ 6:51am

    Re:

    Careful, if that argument flies, you will have no privacy exceptions when using any communications medium, as in if you use a phone or the Internet you are making what you do available to third parties and the government, including all the contents of calls, as you have been advised by your provider..

    link to this | view in thread ]

  10. icon
    John Fenderson (profile), 12 Jun 2014 @ 6:52am

    Huh?

    the court still decides to not overturn the original ruling, saying that the court ruled in good faith. However, it still means that future cases will require a warrant for this information


    Can anyone explain this to me? I don't understand how this is a reasonable part of the ruling. If a court rules in error, but made that ruling in good faith, that means that the court's ruling won't be overturned? I thought that overturning ruling was about correcting errors made in good faith or not. If the need for a warrant applies to future cases, why would it not apply to the case that is being appealed?

    This makes no sense.

    link to this | view in thread ]

  11. icon
    TheResidentSkeptic (profile), 12 Jun 2014 @ 6:54am

    only the telco needs the information

    And only for billing - to figure out the portions of a call, or calls handled outside their home network (those pesky extra "roaming charges"). Once that has been done, the records can be deleted. And should be. The actual tower data could be anonymized to the network ID for that call segment... they don't actually need the exact transceiver ID - let alone the geo-coordinate triangulation from the 3 tower points they have now.

    link to this | view in thread ]

  12. identicon
    Michael, 12 Jun 2014 @ 7:03am

    Re: The Principle of the Thing

    So is banking private?
    No

    Is cell phone data for officers private?
    Police officers and military officers? Yes

    What about the President?
    Yes

    What about his banking account?
    AKA your tax dollars - yes, his spending of that is private as well.

    link to this | view in thread ]

  13. identicon
    Anonymous Coward, 12 Jun 2014 @ 7:08am

    And tens of thousands of cases could now be overturned

    And now, just like I've been saying for years, if this ruling is upheld potentially tens of thousands or hundreds of thousands of convictions could now be overturned because of illegally gathered location tracking evidence from cell phones being used to get the conviction.

    I've been saying for years that the DOJ and states were playing with fire by continuing to insist they don't need a warrant they could have easily gotten to use cell phone evidence to convict people of crimes. The DOJ and states will have wasted billions of tax payer dollars and millions of prosecution hours if they have to put over a hundred thousand people back on trial again because of this.

    Just because the government can say "but we've been doing it this way for long that it would be a massive expense to change the rules now" doesn't mean the courts will decide to ignore the 4th amendment out of practicality.

    link to this | view in thread ]

  14. identicon
    Anonymous Coward, 12 Jun 2014 @ 7:13am

    Eating food to survive is completely voluntary. Nobody is forcing you to eat it, unless you're in Gitmo. Just like filling out medical forms at the doctors office is voluntary if you want medical treatment. Oh wait, they're not voluntary at all.

    The 3rd party doctrine is a insidious assault on human rights. It interprets mandatory and voluntary as having the exact same meaning, even though they're actually complete opposites. That's the twisted genius behind the 3rd party doctrine law.

    link to this | view in thread ]

  15. icon
    John Fenderson (profile), 12 Jun 2014 @ 7:21am

    Re: only the telco needs the information

    And E911. The towers are legally required to be able to physically locate a given phone to within 50 meters. Most modern phones do this with GPS (that cannot be disabled). Some do this with tower triangulation. Further, the location must be stored so that the last known location can be pulled up should the caller make a 911 call but the location can't be determined for some reason.

    link to this | view in thread ]

  16. identicon
    Anonymous Coward, 12 Jun 2014 @ 7:30am

    and the betting that IF the Supreme Court weighs in, it will fall on the side of law enforcement? it seems like all courts do what they can to throw the Constitution out the window. the only difference between them all is seeing who can throw it the farthest!

    link to this | view in thread ]

  17. identicon
    Anonymous Coward, 12 Jun 2014 @ 9:41am

    Re: Huh?

    … good faith.
    Can anyone explain this to me?

    First, read through United States v Leon (1984). The is the case the Eleventh Circuit cited.

    Then, note Orin Kerr's commentary at Volokh.
    Finally, on the exclusionary rule, the Eleventh Circuit managed to misapply Leon in a way that seems to replicate the result of Illinois v. Krull, which held that the good faith exception applies to good faith reliance on a statute that authorizes a search later found unconstitutional. I think the Eleventh Circuit ultimately gets to the result that is correct under Krull. But it would have been better for the Court to find Krull and apply it directly rather than come up with tortured logic to justify that outcome based on the very different case of Leon.

    So you might want to read Krull, too.

    link to this | view in thread ]

  18. icon
    John Fenderson (profile), 12 Jun 2014 @ 9:49am

    Re: Re: Huh?

    I was really hoping someone could explain it in English.

    link to this | view in thread ]

  19. identicon
    Anonymous Coward, 12 Jun 2014 @ 9:58am

    Re: Re: Re: Huh?

    … in English.

    The American courts generally tend to write their opinions in English.

    You want someone to do your homework for you?

    link to this | view in thread ]

  20. icon
    John Fenderson (profile), 12 Jun 2014 @ 10:06am

    Re: Re: Re: Re: Huh?

    No, they don't. They write in legalese. Legalese only superficially resembles English in the sense that what the words literally say often mean something different than what they mean in court opinions and legal contracts. That's one of the main reasons why we need lawyers: to translate legal documents into English.

    And yes, I was hoping that someone could explain it to me so I can avoid having to spend the hours necessary to decode what the courts actually said. If you don't want to help me out, that's fine. Call me lazy if you like, but my request isn't unreasonable.

    link to this | view in thread ]

  21. identicon
    Anonymous Coward, 12 Jun 2014 @ 10:07am

    Re:

    "Nothing is private"

    You do nothing good for this world by expressing such nonsense. Don't be such a lazy sheeple.

    The idea that privacy is dead is a myth.

    link to this | view in thread ]

  22. identicon
    Anonymous Coward, 12 Jun 2014 @ 10:26am

    Re: Huh?

    Let me help you out.

    The court made the wrong decision due to unperceived ignorance. They just said this in a nice way is all.

    link to this | view in thread ]

  23. identicon
    Anonymous Coward, 12 Jun 2014 @ 12:01pm

    Re: Re:

    Look at the Name used for the post.

    link to this | view in thread ]

  24. icon
    That One Guy (profile), 12 Jun 2014 @ 12:05pm

    And the best part...

    If they'd just get a freakin' warrant, the various 'law enforcement' agencies wouldn't keep facing backlash and scuttled cases like this, but I suppose when you're lazy and incredibly averse to a paper trail for your actions, asking a judge for a warrant is just out of the question.

    link to this | view in thread ]

  25. identicon
    Anonymous Coward, 12 Jun 2014 @ 12:22pm

    Far as I can tell, the ruling applies to cell phone location turned over by the cellphone service providers.

    So where does this leave police use of Stingray devices (which according to Ars Technica today are in known use in several states) ?

    link to this | view in thread ]

  26. icon
    nasch (profile), 12 Jun 2014 @ 1:03pm

    Re:

    So if they really want to use it as evidence they will have to post date the warrant.

    Why? They just need to get a warrant for the data. This decision isn't about whether location data can be obtained with a warrant, but whether a warrant is necessary.

    link to this | view in thread ]

  27. icon
    nasch (profile), 12 Jun 2014 @ 1:06pm

    Re: Huh?


    This makes no sense.


    No it doesn't. My thought was - WTF? Appeals courts only overturn verdicts if they were made with malicious intent now? Since when is this a thing?

    link to this | view in thread ]

  28. icon
    nasch (profile), 12 Jun 2014 @ 1:08pm

    Re: Re: only the telco needs the information

    Further, the location must be stored so that the last known location can be pulled up should the caller make a 911 call but the location can't be determined for some reason.

    None of that requires storing historical data, which I assume the carriers do to sell it to advertisers.

    link to this | view in thread ]

  29. icon
    nasch (profile), 12 Jun 2014 @ 1:10pm

    Re: And tens of thousands of cases could now be overturned


    I've been saying for years that the DOJ and states were playing with fire by continuing to insist they don't need a warrant they could have easily gotten to use cell phone evidence to convict people of crimes.


    If these were legitimate searches, they could easily get warrants for them. Which means either the DOJ is just catastrophically lazy, or they know they're off the rails on a lot of these searches and don't want a paper trail showing what they're doing.

    link to this | view in thread ]

  30. identicon
    Anonymous Coward, 12 Jun 2014 @ 2:13pm

    Re: Re: Re:

    ooooooooooh... Now I see what you meme.

    link to this | view in thread ]


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