Same Economy, Different Bubble

from the and-it's-going-to-pop dept

Last year, The Onion (which has a knack for predicting the future in really scary ways) had an amusing article: Recession-Plagued Nation Demands New Bubble To Invest In. In the immortal words of Homer Simpson: "It's funny 'cause it's true." And, indeed, one of the big fears we've had since the beginning of the government's response to the financial crisis is that it hasn't been doing anything to solve the real problem of a lack of transparency. Pumping more money into the system without fixing that simply meant that we'd repeat the cycle, with the money eventually finding some bubble again.

At this point, it's worth taking a step back, and understanding why these sorts of bubbles occur. Sometimes, investment bubbles can actually be quite beneficial. In markets of true innovation, where a clear success story or business model hasn't yet been worked out, a bubble allows a lot of money to be thrown at the problem at once. From that, you get a lot of ideas tested in the marketplace very rapidly. Many of them fail once the bubble collapses, and many investors lose money, but the ideas that do work and do stick around tend to takes us forward in leaps and bounds. Bubbles in innovative technologies function as a form of speeding up the innovation process and getting lots of infrastructure built and ideas tested rapidly. It's no fun if you're caught on the wrong side of the investment, but for society, it can be a net gain.

However, that's not what happened in the last economic crash. That was built on a different sort of bubble, based not on funding innovation, but on a series of arbitrage plays where bankers actively worked to obfuscate risk, so that it could be passed on to the latest sucker. Basically, they kept taking riskier and riskier assets, and packaged them in a way that they looked less risky. Then, by making it so no one could really look at (or understand) the true risk, they could sell these super risky investments off to suckers at prices as if they were safe. And, since such a house of cards takes a while to collapse, it doesn't take long for everyone to pile in, feeling like they have to match those returns.

So, the answer to this is to increase transparency. If you could really get the information out there, such that people could look at the underlying details and properly calculate the risk, not based on random clueless rating agency employees, but in a true market, then it would be that much more difficult to pass off and misprice super risky vehicles as safe.

But that's not what's happening. Without any efforts at increasing transparency, combined with pumping a ton of new cash into the market, we're getting another bubble. The bankers are still operating the same way they did in the past -- which is looking for ways to obfuscate the risk and find new suckers to take the risk off their hands without really understanding how to price that risk. It may be securitizing life insurance or it may be in the carry trade. It doesn't really matter. The money is looking for a new bubble and a focus on short term profits over long term sustainability -- and that's enabled by allowing banks to play "hide the risk."

This is really quite worrisome. It's been over a year since the financial crisis went into panic mode (even if the actual recession and problems significantly predated that). And while the "worst case scenario" did not occur, there's been little evidence of real fixes to the economy or any attempt to really fix the factors that resulted in the original problem. Instead of creating transparency and a long term strategic focus, we're just pumping cash into the economy to try to help suckers find the next bubble.
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Filed Under: bubble, economy, financial crisis, radical transparency, transparency


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  1. icon
    Tor (profile), 5 Oct 2009 @ 10:22am

    Also a political failure

    In 1999 the US state demanded from Fannie Mae and Freddie Mac that 42% of the loans must be given to people with below median income. This and a couple of other measures put a lot of pressure on banks to engage in risky lending and conceil to others just how risky it was. Now when the world leaders point fingers at this market failure some self-criticism regarding the way the market was regulated would probably be in order too.

    link to this | view in thread ]

  2. identicon
    John Doe, 5 Oct 2009 @ 10:23am

    Speaking of artifical markets...

    What are your thoughts on cap and trade for CO2 emissions? While this isn't a "bubble" it is an artificial market where lots of money will be made and lost for nothing. The companies that won't use their cap will trade/sell to the companies that need their cap and more. The net effect will be that CO2 emissions will not be lessened, but some companies will make money selling their cap and others will lose money buying their cap. In the end, the consumer and the nation will lose.

    But hey, why let the facts stop a good boondoggle?

    link to this | view in thread ]

  3. icon
    Pwdrskir (profile), 5 Oct 2009 @ 10:26am

    Deja Vu all over again

    The talking heads on CNBC are all smiles and “greed is good”. No one is really raising the serious issues because they are in bed with all the cheating, lying SOBs that put us in this position.

    A list of some problems not being addressed: http://www.marketwatch.com/story/well-great-depression-2-2011

    No one seems to heed the age old saying: Caveat emptor. Why didn't those in charge of the people’s money do any homework on the investments that turned out to be shams, because they're morons and should be put in jail.

    link to this | view in thread ]

  4. identicon
    Anonymous Coward, 5 Oct 2009 @ 10:27am

    Re: Also a political failure

    Just a question, but what party was in control when that was put in place?

    link to this | view in thread ]

  5. icon
    Tor (profile), 5 Oct 2009 @ 10:36am

    Re: Speaking of artifical markets...

    "The net effect will be that CO2 emissions will not be lessened, but some companies will make money selling their cap and others will lose money buying their cap."

    You seem to assume that both the total cap and the number of allowances offered for sale on the market will be constant over time. Neither is true.

    Whether the reduction of CO2 emissions is beneficial to society or not and whether it's worth the cost is another question, but that's probably beyond the scope of the subject of this blog.

    link to this | view in thread ]

  6. identicon
    Anonymous Coward, 5 Oct 2009 @ 10:39am

    A relevant, shameless plug

    If you enjoy watching TechDirt, you should check out "Capitalism: A Love Story".

    I really got the feeling that Moore's researchers troll here. If they do, well, kudos on the film, guys.

    link to this | view in thread ]

  7. identicon
    John Doe, 5 Oct 2009 @ 10:47am

    Re: Re: Speaking of artifical markets...

    If the reduction in CO2 is beneficial, why play games with the market?

    link to this | view in thread ]

  8. icon
    Pwdrskir (profile), 5 Oct 2009 @ 11:00am

    Re: Re: Also a political failure

    There was a comedy of failure that lead us to this meltdown. Everyone was to blame.

    True, Fannie and Freddie were put under pressure. But let us not forget passage of the 1999 Republican Financial Services Modernization Act that repealed Glass-Steagall, supported by Joe Biden, Robert Rubin and Larry Summers, signed by President Clinton. It passed the Senate with 90 votes.

    Then the 2001 Commodity Futures Modernization Act sponsored by Republications and signed by Clinton. This gave birth to the securitization of bundled loans making it effortless to pass risky loans to suckers and insure that risk with the infamous credit default swap.

    Lastly, the lax regulation from the Securities and Exchange Commission in 2004 that allowed investment banks to increase leverage from 12-1 to 40-1. This meltdown seems to be a truly epic governmental failure and the only true bipartisan thing our government has done is sometime.

    link to this | view in thread ]

  9. identicon
    John Doe, 5 Oct 2009 @ 11:06am

    Re: Re: Re: Also a political failure

    Thanks for the info and only proves my point that no matter which party wins, we all lose. Unfortunately there are a lot of current kool-aid drinkers that blame Bush for everything yet gladly overlook the misdeeds of the current administration.

    link to this | view in thread ]

  10. icon
    Tor (profile), 5 Oct 2009 @ 11:09am

    Re: Re: Re: Speaking of artifical markets...

    Because the market is good at finding the areas where big CO2 reductions can be achieved for a low price.

    link to this | view in thread ]

  11. icon
    Ima Fish (profile), 5 Oct 2009 @ 11:09am

    This is one of many Onion stories that unfortunately came true.

    link to this | view in thread ]

  12. identicon
    Anonymous Coward, 5 Oct 2009 @ 11:17am

    Re: Re: Re: Re: Also a political failure

    and vice versa, you had a great comment going in but looked like a kool aid drinker coming out.

    link to this | view in thread ]

  13. identicon
    You Are How Old, 5 Oct 2009 @ 11:24am

    We have too many MBAs, VCs and consultants.

    link to this | view in thread ]

  14. identicon
    hegemon13, 5 Oct 2009 @ 11:41am

    Re: Re: Re: Re: Re: Also a political failure

    True, but the numbers in the other direction are much smaller. Few people extoll Bush, even many Republicans. And whether or not it happens the other way does not make John Doe's statement any less true. He gave an example. To think that giving one other example "balances" the issue is exactly the kind of partisan thinking that Doe is condemning.

    The world is not defined by Democrat/Republican. Addressing both sides of that coin does not "cover" or "balance" the issue. There are plenty of other options such as thinking for yourself and not letting any party, even a small underdog, do your thinking for you. The problem with political parties is that they all, yes ALL, want to legislate their version of an ideal world. What they all fail to notice is that we don't live in an ideal world, and we never will. Good governance should observe reality and work from there rather than decide what reality SHOULD be and attempt to cram the world into their box.

    link to this | view in thread ]

  15. icon
    Ima Fish (profile), 5 Oct 2009 @ 11:49am

    Re:

    I completely agree with your assessment about MBAs and consultants, but without VCs most successful tech companies nowadays would not exist.

    link to this | view in thread ]

  16. identicon
    Ryan, 5 Oct 2009 @ 11:51am

    Transparency is not the issue

    The thing odd to me about this article is that it seems to put the blame for the bubble on debt leverage, but it wasn't a "debt bubble", it was a housing bubble. The fact that a lot of debt was incidentally leveraged against funds with large shares in subprime markets merely exacerbated the effects of the bubble bursting. The bubble will very likely reappear not because of anything to do with bad investments, but because the government continues to do everything possible to increase home ownership rates and prop up property values above and beyond sustainable market rates.

    However, regarding the subprime market's effects on the investment market, transparency only does so much. Poorly conceived regulations have done so much to create bad incentives such as valuing debt over equity, forcing recognition of Moody's and other fallible ratings agencies under threat of penalty, giving out bad homeownership loans under threat of penalty, and extensive implicit government bailout guarantees that it becomes more advisable in the long run to invest in the bubble than to actually make sounder investments in other ventures.

    Transparency is great, but that has nothing to do with the bubble itself, and the compulsions to invest poorly exist independent of it. Many people at the heart of this issue knew the market was risky and they did it anyway because the government created moral hazards and incentives to pass the buck.

    link to this | view in thread ]

  17. identicon
    Anonymous Coward, 5 Oct 2009 @ 12:34pm

    Re: Re:

    I completely agree with your assessment about MBAs and consultants, but without VCs most successful tech companies nowadays would not exist.

    I agree, Ima, but the tech industry survived, and was partially financed thru the insurance industry. Having insurance on employees is a quick way for the company to self-fund itself. After all, there are multiple hurdles that need to be overcome for companies to satisfy certain capital requirements for going public or otherwise.

    So the way the current system works, new tech companies often take out a life insurance plan on it's employees and claim the say, $1.5M policy as an asset of the company in order to meet certain financial and regulatory hurdles. Thusly, the assets of the company include what is routinely called "Peasants Insurance" in the industry. Today, some 20% of all life insurance plans written are of this "Peasants Insurance" flavor, and The Company is named as the beneficiary.

    If the company goes under, The Company could still list the plan as an asset in bankruptcy filings, and the policy can be transferred or otherwise.

    A few years ago, I was doing some research, and learned that I have a $10M policy a previous employer took out on me. I suppose I should just commit suicide or something. But fixing the problem is more fun. :-)

    See the Michael Moore Movie.

    link to this | view in thread ]

  18. identicon
    LM, 5 Oct 2009 @ 1:06pm

    Scary Onion

    "The Onion (which has a knack for predicting the future in really scary ways)"

    Do they put on Halloween masks before they make their predictions?

    link to this | view in thread ]

  19. identicon
    Mike, 5 Oct 2009 @ 1:16pm

    Why is the banks fault? Why is transparency the fix? Why don't we just educate ourselves before we sign up for things, like interest only or adjustable rate home loans. Why does everyone want to blame someone else? What happened to personal responsibility, to know what you are signing up for and actually standing behind your word to repay the bank? Is it really that impossible to live within your means?

    link to this | view in thread ]

  20. identicon
    Ryan, 5 Oct 2009 @ 1:38pm

    Re: Re: Re:

    So...what is the point you're making here? Assuming that all that is true, what is the conclusion? That SEC regulations will always be successfully gamed? That startups with sufficient incentive will find creative ways to get capital infusions?

    If regulatory capital requirements are compelling companies to take out stupid life insurance policies to inflate their worth in court, then that seems to me a good reason to relax or eliminate a lot of those requirements and allow investors to determine the worthiness of their investments themselves--nobody else will be more thorough or discerning in rating worthiness. But what does all that have to do with VCs and their potential usefulness for entrepreneurs?

    link to this | view in thread ]

  21. identicon
    hegemon13, 5 Oct 2009 @ 3:18pm

    Re:

    You are misunderstanding the point. This is not about the responsibility for individual foreclosures. This is about what happens to the loan after it is written. Foreclosures are expected and can be safely absorbed when the loans are traded reasonably. The problem is that the financial institutions traded bundles of indecipherable risks, and leveraged those trades to ridiculous levels.

    Now, to address your separate point(s): "Why don't we just educate ourselves before we sign up for things, like interest only or adjustable rate home loans?" Okay, to a degree, you're right. Caveat emptor. However, there are several reasons why that is not a valid argument in this instant.

    First, mortgage companies were downright deceptive in their practices: hiding costs; encouraging buyers to take out arm loans and "refinance" later, which the mortgage company later refused to do; changing loan terms at the closing table; impossible rate hikes at the end of arms; preying on those without the education/ability to understand the ramifications of long-term interest; etc.

    Second, Americans tend to trust experts. When a doctor provides a diagnosis, we can do a little research, but we are not expected to have knowledge equivalent to 12 years of medical school. We generally trust the diagnosis. The law recognizes this and holds the doctor accountable through malpractice liability. If we go to a mechanic and they say we need such-and-such repair, we generally trust that. Again, we can do a little research, but we wouldn't need the mechanic if we had their level of knowledge. So, we go ahead with the repair. If we later find out the mechanic lied or misdiagnosed the problem, we can take them to court for it.

    The problem is, there is no real legal check for mortgage companies. People assume the agent is an expert, and when they say the person needs such-and-such a loan, the person generally trusts them in the same way as above. Unfortunately, there are no protections for the consumer when the loan turns out the bankrupt them later. I agree that it is the consumer's responsibility to know the terms presented to them. However, regulations need to be in place so that those terms are clear and easy to decipher. Something like the mandated Nutrition Facts label ought to be a required first page on any loan, so that consumers can easily compare. All possible rate hikes and the associated payment increases should have to be disclosed ahead of time. Finally, further restrictions on interest rate hikes should be in place. The fact is, there are loans available that are purely predatory and a losing deal for any consumer. Those types of loans should not be legal.

    link to this | view in thread ]

  22. identicon
    John Doe, 6 Oct 2009 @ 4:11am

    Re: Re: Re: Re: Re: Also a political failure

    Not sure how you come to that conclusion. I am merely pointing out that both parties need to go. The trick the current administration is playing is that it is all the last administrations fault. The same trick the last administration played on the administration before that.

    While they have us fighting back and forth amongst ourselves, they are taking our liberties and freedoms away and ruining this country.

    link to this | view in thread ]

  23. identicon
    vastrightwing, 6 Oct 2009 @ 9:27am

    The Great American Bubble

    Absolutely correct. Matt Taibbi (in his article The Great American Bubble) was also correct (in my opinion). In its quest to further tax it denizens, the government will indirectly tax us with things (read schemes) like the "new deal", Social security, education, "health care", 401K plans, carbon trading. The tax is imposed by regulatory fees on industry (indirect tax) so they can claim they aren't taxing us directly. They can also blame industry for being the bad guys. The reality is our own government is duplicitous in all of this. All that has to happens is to get denizens to move money around. To make matters worse, the Feds are running a Ponzi scheme that makes Madoff look like small potatoes

    link to this | view in thread ]

  24. identicon
    ddbb, 6 Oct 2009 @ 1:38pm

    Not Transparency

    Of all of the causes of the financial crisis, transparency was not one of them. The entire chain of transactions included voluminous disclosure in forms dictated by the government. That difficult instruments are difficult to read and understand does not mean the process is not transparent.

    Bad government policies caused this mess. From forcing financial institutions to loan money to people who could not possibly pay it back, to encouraging HLTV lending without down payment, to encouraging lending without due diligence, to mandating one-size-fits-all capital requirements and defining asset classes with credit ratings, to empowering the credit agencies and encouraging the use of modeling that is necessarily backward-looking, to providing implicit and explicit government guarantees of private debt, to acting in an arbitrary and panicked manner while controlling the fate of private institutions, etc, etc, etc. . .

    All of this was blatant and extensively disclosed. Transparency was not lacking, except when the government was debating which companies would be propped up and which were allowed to fail and which got billions in taxpayer funding.

    The idea that the 535 least qualified people in this country could manage the financial system to their political goals is what caused the financial crisis and will cause the next.

    link to this | view in thread ]


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